-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, St86x+yLRkrPiTSdnJG1IYGVhj2UKID66pQKlnVgE8tcyQj35rnusiEJF9MmViEX fmmwp86cJFgiSxK/8ZTn4w== 0000927087-96-000103.txt : 19970113 0000927087-96-000103.hdr.sgml : 19970113 ACCESSION NUMBER: 0000927087-96-000103 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961213 DATE AS OF CHANGE: 19970110 SROS: NASD GROUP MEMBERS: PAUL G. ALLEN GROUP MEMBERS: VULCAN VENTURES INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARI NETWORK SERVICES INC /WI CENTRAL INDEX KEY: 0000879796 STANDARD INDUSTRIAL CLASSIFICATION: 7370 IRS NUMBER: 391388360 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42176 FILM NUMBER: 96681159 BUSINESS ADDRESS: STREET 1: 330 EAST KILBOURN AVE STREET 2: SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142787676 MAIL ADDRESS: STREET 1: 330 E KILBOURN AVENUE STREET 2: SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202-3166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VULCAN VENTURES INC CENTRAL INDEX KEY: 0001014931 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 911374788 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 110 110TH AVE N E STREET 2: STE 550 CITY: BELLEVUE STATE: WA ZIP: 98004 MAIL ADDRESS: STREET 1: 110 110TH AVE NE STREET 2: STE 550 CITY: BELLEVUE STATE: WA ZIP: 98004 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - - - --------------------------------- OMB APPROVAL - - - --------------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response.........14.90 - - - --------------------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ARI NETWORK SERVICES, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 001930106 (CUSIP Number) October 24, 1996 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. |_| Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) - - - ------------------------------------------------------------------------------ CUSIP NO. 001930106 13D Page 2 of 4 Pages - - - ------------------------------------------------------------------------------ - - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vulcan Ventures Incorporated - - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS* - - - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) - - - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Washington - - - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY -0- shares OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------- 8 SHARED VOTING POWER 2,157,791 shares --------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- shares --------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,157,791 shares - - - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,157,791 shares - - - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - - - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.06% - - - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* CO - - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - - - ------------------------------------------------------------------------------ CUSIP NO. 001930106 13D Page 3 of 4 Pages - - - ------------------------------------------------------------------------------ - - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul G. Allen - - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS* - - - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) - - - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Mr. Allen is a U.S. citizen - - - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY -0- shares OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------- 8 SHARED VOTING POWER 2,157,791 shares --------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- shares --------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,157,791 shares - - - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,157,791 shares - - - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - - - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.06% - - - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN - - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 5. Interest in Securities of the Issuer This amendment to Schedule 13D is being filed to report a greater than one percent decrease in the percentage of the shares beneficially owned solely as a result of an increase in the aggregate number of shares of common stock of ARI Network Services, Inc. outstanding. (a) Aggregate Number of Shares of Common Stock of the Issuer Beneficially Owned: 2,157,791 shares. This amount is comprised of (i) 2,032,791 shares of common stock and (ii) a warrant to purchase an additional 125,000 shares of common stock at an exercise price of $4.00 per share. Percentage of Common Stock of the Issuer Owned (based on 14,201,815 shares of common stock outstanding as of October 24, 1996, and includes the 125,000 shares that will be outstanding upon the exercise of the warrant owned by Vulcan Ventures): 15.06% To the best knowledge of Vulcan Ventures, its directors, executive officers and controlling persons beneficially own the following shares of the Issuer: Paul G. Allen, Director, President and sole shareholder of Vulcan Ventures beneficially owns 2,157,791 shares (which is the 2,157,791 shares owned by Vulcan Ventures). (b) Sole Voting Power: -0- shares Sole Dispositive Power: -0- shares Shared Voting Power: 2,157,791 shares Shared Dispositive Power: 2,157,791 shares (c) Not applicable. (d) Not applicable (e) Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 13, 1996 VULCAN VENTURES INCORPORATED (Date) By: /s/ Paul G. Allen Paul G. Allen, President December 13, 1996 /s/ Paul G. Allen (Date) Paul G. Allen Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----